by Deborah Prutzman, The Regulatory Fundamentals Group The SEC recently issued guidance about risk management in the fixed income market in light of the prospect of the Fed tapering its quantitative easing program and triggering a rise in interest rates. It noted that the net assets of bond funds are at “near-historic highs” with much […] Read more »
How Sustainable is Your Information or Insight Advantage?
by Deborah Prutzman, The Regulatory Fundamentals Group The ability to obtain information that leads to insights concerning market trends is frequently considered the mark of a savvy investor. However, as we noted last July, many methods of acquiring information are coming under increased scrutiny. Regulators and the public may deem even entrenched practices unfair. As […] Read more »