Incisive Views from Professionals
By The Regulatory Fundamentals Group Giving an important speech on Thursday, SEC Chair White outlined a potential major overhaul of the way the SEC intends to regulate risks at investment advisers. She said the program addresses the SEC’s “historic” mission as well as systemic risk. Noting close cooperation between the SEC and the FSOC, […] Read more »
By The Regulatory Fundamentals Group The head of the European Securities and Markets Authority (ESMA) recently gave a speech (here) addressing potential systemic risk in the asset management space and saying that this risk will be a priority for ESMA. That is not remarkable. Here is what is remarkable: He noted that asset management […] Read more »