GLG Fine Illustrates That Valuation Remains a Top Regulatory Focus

By Deborah Prutzman, The Regulatory Fundamentals Group LLC The SEC charged GLG Partners, L.P. (“GLG”), a UK investment adviser, and GLG Partners, Inc. (“GPI”), its US holding company traded on the NYSE, for failing to maintain adequate controls over the valuation of Level 3 assets. This is one of several valuation cases settled by the […] Read more »