By by Brian T. Daly, Julian Rainero, David S. Sieradzki, William J. Barbera and Derek N. Lacarrubba of Schulte Roth & Zabel LLP   On April 7, 2016, the Securities and Exchange Commission approved the Financial Industry Regulatory Authority’s proposed amendments[1] to NASD rule 1032 (Categories of Representative Registration).[2] These amendments will require FINRA members […] Read more »