How Effective Are The FSA/SFO And SEC At Handling Misconduct?


From Labaton Sucharow LLP A QUARTER OF UK AND US FINANCIAL SERVICES PROFESSIONALS HAVE KNOWLEDGE OF WRONGDOING IN THE WORKPLACE   New research from leading securities litigation law firm Labaton Sucharow LLP has today revealed the scale of misconduct and wrongdoing in the financial services workplace with 26 percent of industry professionals (UK: 30 percent, […] Read more »

Hedge Fund Association Supports Advertising in Letter to SEC

NEW YORK – (Business Wire) – The Hedge Fund Association, an international organization that represents hedge funds, service providers and investors, said liberalized advertising and solicitations rules contained in the new Jumpstart Our Business Startups (JOBS) Act would help hedge funds raise assets and “encourage emerging managers to continue to enter the industry.” The HFA […] Read more »